Broker-dealer and investment adviser · COVERAGE INDEX

UBS Financial Services Inc.

Also known as UBS Financial Services, Inc.

UBS Financial Services Inc. is a UBS Group AG subsidiary providing brokerage and investment-advisory services.

Its brokerage accounts can access services through affiliated and third-party banks. It is not an FDIC-insured bank.

Profile sources:[5] UBS, securities-backed lending and compensation disclosures; checked October 5, 2026 [8] UBS, cash-management services and account disclosures; checked October 5, 2026

Coverage Tags (3)

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Related permanent research

Financial company profileResearch updated Oct 4, 2026

UBS Bank USA: wealth-linked deposits, secured lending and a national-charter transition →

UBS Bank USA links deposits and secured lending to wealth-management relationships. Its national-charter transition, cash sweeps and distinct bank/brokerage roles explain the franchise and its risks.

Policy & official records

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