Also known as J.P. Morgan Securities, JP Morgan Securities LLC, JPMorgan Securities LLC
J.P. Morgan Securities LLC is a broker-dealer subsidiary of JPMorgan Chase & Co.
The securities subsidiary was the respondent in the SEC’s 2020 Treasury-cash-market settlement and was also named in the CFTC’s related futures-market order.
J.P. Morgan Securities LLC — primary-source record ↗
The SEC proceeding addressed Treasury cash-securities trading between April 2015 and January 2016. The CFTC identified J.P. Morgan Securities as a registered futures commission merchant and addressed failures to supervise the wider futures misconduct.
The firm admitted the SEC’s factual findings and the specified Securities Act violation. The parallel resolutions included payment credits and offsets, so individual agency amounts should not be added as independent bills.
No news stories are currently linked to this entity.
How precious-metals and Treasury traders used orders they intended to cancel, how investigators established intent, and what followed for JPMorgan and the individual defendants.
Curated library records that name J.P. Morgan Securities LLC or connect through its linked research. The official source provides full scope and status.
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